Hipaa—Should I Be Worried?
This ongoing column is dedicated to
providing information to our readers on managing legal risks associated
with medical practice. We invite questions from our readers. The answers
are provided by PRMS, Inc. a manager of medical professional liability
insurance programs with services that include risk management
consultation, education and onsite risk management audits, and other
resources to healthcare providers to help improve patient outcomes and
reduce professional liability risk. The answers published in this column
represent those of only one risk management consulting company. Other
risk management consulting companies or insurance carriers may provide
different advice, and readers should take this into consideration. The
information in this column does not constitute legal advice. For legal
advice, contact your personal attorney. Note: The information and
recommendations in this article are applicable to physicians and other
healthcare professionals so “clinician” is used to indicate all
treatment team members.
QUESTION
I have been hearing about the Health
Insurance Portability and Accountability Act of 1996 (HIPAA) for years,
but I have not heard of very much enforcement by the government. Do I
really need to be concerned about being found liable for HIPAA
violations?
ANSWER
Yes. While it is true that the
federal government’s enforcement of HIPAA’s Privacy and Security Rules
has been limited in the past, this will no longer be true in the future.
OVERVIEW OF HIPAA ENFORCEMENT
Healthcare providers required to
comply with HIPAA, a federal statute, are subject to enforcement actions
for violations of the Privacy Rule1 and the Security Rule,2 federal
regulations enacted under the HIPAA statute. The Office for Civil
Rights (OCR), an agency within the Department of Health and Human
Services, is responsible for civil enforcement of the Privacy Rule and
the Security Rule. OCR can impose civil monetary penalties on covered
entities up to $50,000 or more per violation, with an annual cap of $1.5
million for identical violations. The Department of Justice (DOJ) is
responsible for the investigation and prosecution of criminal violations
of the HIPAA regulations. Under HIPAA, the maximum criminal penalties
are $250,000 and 10 years imprisonment.
Labels: Hipaa, Hipaa Audit, hipaa audit checklist, hipaa audit program, hipaa audit risk assessment, Hipaa—Should I Be Worried?
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